ASIC
Australian Securities and Investments Commission · Australia
Tier 1Public register ↗
Negative-balance protection is required
ASIC rules require CFD providers to protect retail clients from losing more than the funds in their account.
“standardisation of margin-close out rules negative balance protection prohibitions on offering or giving of certain inducements”
Source · checked Oct 6, 2026
What a Tier 1 regulator means
Major-market regulator with a statutory investor-compensation scheme, strict capital and client-money rules, and an active enforcement record. We use this tier in the regulation part of every Editor Rating. How regulator tiers work.
Where a ASIC licence counts on Coinish
It is the local regulator for Australia: a company licensed by ASIC counts as locally licensed there.
How to check a ASIC licence
- Open the ASIC public register and search for the company name or licence number shown in the broker’s website footer.
- Check the legal name matches the company named in your account agreement: brokers often run several companies under one brand.
- Check the licence is current and covers the service you want (for example dealing in CFDs or holding client money).
Lists where ASIC-licensed companies are ranked
Forex brokers in Australia (16) · CFD brokers in Australia (18) · Stock brokers & investing apps in Australia (8) · Crypto exchanges in Australia (2)
Tracked entities licensed by ASIC
| Broker | Entity | Licence | Serves |
|---|---|---|---|
| IG | IG Australia Pty Ltd | 515106 | Australia |
| CMC Markets | CMC Markets Asia Pacific Pty Ltd | 238054 | Australia |
| Interactive Brokers | Interactive Brokers Australia Pty. Ltd. | 453554 | Australia |
| eToro | eToro AUS Capital Limited | 491139 | Australia |
| Plus500 | Plus500AU Pty. Ltd. | 417727 | Australia |
| Pepperstone | Pepperstone Group Limited | 414530 | Australia |
| IC Markets | International Capital Markets Pty. Ltd. | 335692 | Australia |
| AvaTrade | Ava Capital Markets Australia Pty Ltd | 406684 | Australia |
| OANDA | OANDA Australia Pty Ltd | 412981 | Australia |
| ThinkMarkets | TF Global Markets (Aust) Pty Ltd | 424700 | Australia |
| FP Markets | First Prudential Markets Pty Ltd | 286354 | Australia |
| Eightcap | Eightcap Pty Ltd | 391441 | Australia |
| Vantage | Vantage Global Prime Pty Ltd | 428901 | Australia |
| Capital.com | Capital Com Australia Pty Ltd | 513393 | Australia |
| Trading 212 | Trading 212 AU Pty Ltd | 541122 | Australia |
| Webull | Webull Securities (Australia) Pty. Ltd. | 536980 | Australia |
| moomoo | Moomoo Securities Australia Ltd | 224663 | Australia |
| Stake | Stakeshop AFSL Pty Ltd | AFSL 548196 | Australia |
| Tiger Brokers | Tiger Brokers (AU) Pty Limited | 300767 | Australia |
| Coinbase | Coinbase Australia Pty Ltd | 569752 | Australia |
| Trade Nation | Trade Nation Australia Pty Ltd | AFSL 422661 | Australia |
| FXCM | Stratos Trading Pty. Limited | 309763 | Australia |
| Fusion Markets | FMGP Trading Group Pty Ltd | 385620 | Australia |